This essential 3-template pack provides FCA-regulated firms with the foundation for systematic regulatory change tracking and impact assessment.

WHAT'S INCLUDED:

✓ Regulatory Horizon Scanning Procedure (Word)

Complete procedure document covering monitoring framework, source prioritisation, roles and responsibilities, and escalation protocols. Aligned with SYSC 6.1 requirements.

✓ Regulatory Change Tracker (Excel with Dashboard)

Interactive workbook featuring a summary dashboard, main tracking register, impact assessment worksheet, 12-month timeline view, pre-populated source directory, and change log. Includes data validation and sample entries.

✓ Impact Assessment Framework & Scoring Matrix (Word)

Four-pillar scoring methodology (Business Impact, Operational Impact, Cost Impact, Timeline Pressure) with priority classification matrix and blank assessment worksheets.

KEY FEATURES:

• Covers FCA, PRA, HMT, and industry body sources

• Structured impact scoring (1-5 scale across 4 dimensions)

• Priority classification: Critical, High, Medium, Low

• Professional formatting ready for audit review

• SYSC 6.1 and SYSC 4.1 aligned

IDEAL FOR:

Compliance Officers, Compliance Directors, and Regulatory Affairs Managers at smaller FCA-regulated firms looking to establish foundational horizon scanning processes.

Instant download. All templates in editable Word/Excel format.

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