This comprehensive 8-template pack equips FCA-regulated firms with everything needed for effective regulatory change management, from initial identification through implementation planning.

WHAT'S INCLUDED:

STANDARD TEMPLATES (3):

✓ Regulatory Horizon Scanning Procedure

✓ Regulatory Change Tracker (Excel with Dashboard)

✓ Impact Assessment Framework & Scoring Matrix

PROFESSIONAL TEMPLATES (5):

✓ Regulatory Source Directory

Comprehensive directory of regulatory sources including FCA, PRA, HMT, Bank of England, PSR, ICO, and industry bodies with URLs, monitoring frequencies, and subscription guidance.

✓ Change Classification Protocol

Structured protocol for categorising regulatory changes by type (rule change, guidance, consultation, etc.), urgency level, and applicability assessment.

✓ Implementation Planning Template

Detailed project planning document with milestone tracking, Gantt chart template, RACI matrix, risk register, and communication plan.

✓ Resource & Budget Assessment Tool (Excel)

Workbook for estimating implementation resources (FTE, external costs, technology), creating budget forecasts, and tracking actual versus planned expenditure.

✓ Board & Committee Briefing Template

Professional briefing format for presenting regulatory changes to Board, Risk Committee, and Executive management with executive summary, impact analysis, and recommendation sections.

KEY FEATURES:

• Complete end-to-end regulatory change process

• Implementation project management tools

• Board-ready reporting formats

• Resource and budget planning

• SYSC 6.1 and SYSC 4.1 aligned

IDEAL FOR:

Compliance Directors, Regulatory Affairs Managers, and Senior Compliance professionals at mid-sized FCA-regulated firms requiring structured implementation planning and governance reporting.

Instant download. All templates in editable Word/Excel format.

UPGRADE OPPORTUNITY:

Consider our Annual Subscription (£999/year) for additional templates including the Regulatory Change Log, Post-Implementation Review Template, Quarterly Report, plus quarterly regulatory updates service and alerts.

Includes VAT at 20%. If you are a business and need a VAT Receipt, please ask.