WHAT'S INCLUDED:

ALL PROFESSIONAL TEMPLATES (8):

✓ Regulatory Horizon Scanning Procedure

✓ Regulatory Change Tracker (Excel with Dashboard)

✓ Impact Assessment Framework & Scoring Matrix

✓ Regulatory Source Directory

✓ Change Classification Protocol

✓ Implementation Planning Template

✓ Resource & Budget Assessment Tool

✓ Board & Committee Briefing Template

ANNUAL SUBSCRIPTION TEMPLATES (3):

✓ Regulatory Change Log

Master register providing a complete audit trail of all regulatory changes from identification through implementation, with status tracking and escalation log.

✓ Post-Implementation Review Template

Comprehensive PIR template for assessing implementation effectiveness, capturing lessons learned, and identifying process improvements.

✓ Quarterly Horizon Scanning Report Template

Board-ready quarterly report format covering regulatory landscape overview, implementation progress, resource utilisation, forward look, and recommendations.

SUBSCRIPTION SERVICES:

✓ Quarterly Regulatory Updates

Receive quarterly briefings summarising key regulatory developments affecting FCA-regulated firms.

✓ Regulatory Alerts

Email notifications of significant regulatory changes requiring immediate attention.

KEY FEATURES:

• Complete 11-template regulatory change toolkit

• Full audit trail documentation

• Quarterly reporting to Board/ExCo

• Lessons learned capture

• Ongoing regulatory intelligence

• SYSC 6.1 and SYSC 4.1 aligned

IDEAL FOR:

Compliance Directors and Heads of Regulatory Affairs at larger FCA-regulated firms requiring comprehensive regulatory change governance, audit evidence, and ongoing regulatory intelligence.

Instant download. Annual subscription initially as single payment, new Annual Direct Debit set up for 2nd payment and then auto-renews annually.

VAT is added at checkout.