Gold Retainer — Compliance Partner (Quarterly Billing)

The ultimate retained compliance service. This purchase covers 3 months of your Gold Compliance Partner retainer at £1,495 per month.

WHAT IS INCLUDED EACH MONTH

• 16 hours expert advisory from your dedicated named consultant
• Guaranteed response within 4 business hours
• Monthly 60-minute strategic call
• Monthly compliance review meeting with MI dashboard
• Quarterly board compliance report (drafted for your board pack)
• Annual compliance monitoring programme (designed and delivered)
• Annual policy review (up to 5 key policies)
• Annual FCA supervisory visit preparation session (2 hours)
• SMCR certification service with assessment completion assistance
• 10% discount on all project work

COMPLETE DIGITAL PRODUCT LIBRARY (£3,638 Retail Value)

Silver Products:

• Compliance Risk Register with Heat Mapping (£199)
• Regulatory Horizon Scanning Tracker (£149)
• SMCR Responsibilities Mapping Playbook (£299)
• Complaints RCA and MI Reporting Template (£149)
• Compliance Monitoring Programme Builder (£199)
• Consumer Duty / Operational Resilience Toolkit (£199)

Gold Additional Products:

• Fair Value Assessment Framework and Workbook (£299)
• Conduct Rules Breach Investigation Toolkit (£349)
• Section 166 Preparation Toolkit (£349)
• SMCR Handover Documentation Template (£199)
• PEP and High-Risk Customer EDD Workbook (£299)
• AR Oversight Policy and Playbook (£299)
• Third-Party Oversight Toolkit (£249)
• FCA Query Response Pack (£199)

GOLD EXCLUSIVE BENEFITS

• First-look access to all new digital products before public release
• Quarterly compliance pulse check calls
• Annual compliance team training session (2 hours, virtual)
• Annual client roundtable event invitation
• Direct mobile access to your dedicated consultant

PSR clients receive PSR-specific versions of applicable products at no additional charge.

YOUR NEXT STEPS

Your purchase includes a Welcome and Next Steps guide. Your dedicated consultant will contact you personally within one working day.

PAYMENT TERMS

This payment covers 3 months of service. Your next quarterly payment of £4,485 inc. VAT will be due at the start of your next billing quarter. All retainer payments are payable in advance.

Prefer annual billing? CLICK HERE to discover all about our annual option at £1,345/month inc. VAT (10% saving).

Compliance Consultant | Making Compliance Work

https://complianceconsultant.org

UK: 0800 689 0190 | International: 0208 243 8620

Includes VAT at 20%. If you are a business and need a VAT Receipt, please ask.