Name: Training Needs Enquiry CCT2
Brand: UK Compliance Consultant Limited
SKU: 1901128

Training Needs Enquiry CCT2

Making Compliance Work

Your people are your first line of compliance defence — or your biggest exposure. The difference is training that actually lands.

The challenge

The FCA expects staff to be competent and appropriately trained, and the Consumer Duty makes staff understanding a live obligation. Yet generic, tick-box training rarely changes behaviour. Firms need training built around how the rules actually apply to their people, their products and their day-to-day decisions — delivered by someone who has sat on both sides of the supervisory table.

What’s inside

✔ A simple way to tell us your team’s training needs so we can build the right programme

✔ The peripheral and core topics we deliver — from Financial Promotion and finfluencer rules to Conflicts of Interest, Sanctions, AML and full regulatory change programmes

✔ How bespoke, B2B training is scoped around your firm’s real risks

✔ Why practical, experience-led training changes behaviour where tick-box training doesn’t

✔ What happens next once you’ve told us what you need

Who it’s for

Firms and organisations — regulated and non-regulated — that need practical, tailored compliance training delivered on a business-to-business basis.

The benefit to you

You’ll get training designed around your people and your risks, not an off-the-shelf slide deck — the kind that genuinely raises the standard of conduct in your firm.

Key sources: the FCA’s Training & Competence (TC) sourcebook; SYSC 5 (competence and capability); PRIN 2A (Consumer Duty) staff-understanding expectations.