THE COMPLIANCE CONSULTANT BUSINESS IN A BOX

Everything an independent compliance consultant needs.

One download. One price. No subscription.

If you are a compliance professional building your own independent consultancy practice — or already trading but missing the infrastructure — the Business in a Box gives you the complete commercial and operational toolkit from day one.

50+ professionally drafted documents across 9 modules:

MODULE 01 - TERMS OF BUSINESS: Full and Short Form Terms of Business, fully drafted and personalise-ready. Protect every client engagement before it begins.

MODULE 02 - SERVICE MENU & FEES: Client-facing service menu, fee guide and internal fee calculator. Price your practice correctly from the first proposal.

MODULE 03 - AML & FINANCIAL CRIME: Complete AML/CTF Policy, CDD/EDD/SDD checklists and SAR template. Deploy professionally on day one.

MODULE 04 - COMPLIANCE AUDIT: Full audit report template, fieldwork workbooks and Management Action Plan. Structure your audit engagements like a principal firm.

MODULE 05 - FCA AUTHORISATION: 7-section readiness checklist across governance, AML, Consumer Duty, prudential and operational requirements.

MODULE 06 - RISK MANAGEMENT: Compliance Monitoring Programme, risk register and risk appetite statement templates.

MODULE 07 - CLIENT MANAGEMENT: Engagement Letter, Client Onboarding Checklist and Invoice Template.

MODULE 08 - CLIENT ACQUISITION: LinkedIn outreach scripts (5 script sets), discovery call framework and the discovery call guide.

MODULE 09 - LAUNCH PLANNING: 90-Day Launch Plan, QuickStart Checklist and Client Pipeline & Revenue Tracker.

Designed for: experienced compliance professionals going independent, compliance consultants already trading who need proper infrastructure, and regulated firm compliance officers exploring a transition.

Download includes: all 50+ documents in editable Microsoft Word format (.docx), ready to personalise with your practice details.

Price: £ 1,499 + VAT | One-off purchase | No subscription | Immediate download

Questions? UK: 0800 689 0190 | International: 0208 243 8620 | complianceconsultant.org

Includes VAT at 20%. If you are a business and need a VAT Receipt, please ask.