Done For You - Full SMF Application Service – We Handle Everything

Some firms prefer to focus on running their business rather than navigating FCA application processes. Our Done-For-You service handles your SMF application from initial briefing to FCA approval.

What's Included:

Initial Consultation

We brief your candidate on the process and their obligations, gather all required information, and identify any potential concerns early.

Complete Document Preparation

Using our proven methodology (the same approach that achieved 12-working-day approval with zero FCA questions), we prepare all application documentation:

• Comprehensive Competency Assessment
• Skills Gap Analysis and Learning Plan (if required)
• Statement of Responsibility
• All supporting documentation

Due Diligence Coordination

We guide you through the background check process and ensure all due diligence is properly documented:

• DBS check coordination
• Credit check review
• Regulatory reference management
• Companies House and FCA Register verification

Quality Assurance Review

Every document is reviewed against FCA requirements before submission. We check for consistency, completeness, and compelling evidence.

FCA Connect Submission

We complete Form A on your behalf, upload all supporting documents, and submit the application through FCA Connect.

Regulator Liaison

If the FCA raises any questions or requests supplementary information, we handle the response – keeping you informed throughout.

Post-Approval Support

Once approved, we provide guidance on ongoing SMCR obligations and Statement of Responsibility maintenance.

Our Track Record

Our methodology is proven. In January 2026, we achieved approval in just 12 working days with zero questions from the FCA – during the Christmas period when processing times are typically longer.

What We Need From You:

• Candidate contact details and consent
• Access to submit background checks
• Board/governance approval at the appropriate stage
• Timely responses to any information requests

Timeline

Most applications are submitted within 3-4 weeks of engagement, depending on background check turnaround times.

Who This Is For:

• Firms wanting completely hands-off support
• Time-pressured appointments requiring rapid processing
• Complex applications with potential disclosure issues
• Firms without dedicated compliance resource

How to Proceed

After purchase, we'll contact you within 24 hours to schedule your initial consultation and begin the process.

Guarantee

If your application is refused due to our error in document preparation, we'll refund your fee in full. (This has never happened.)

Includes VAT at 20%. If you are a business and need a VAT Receipt, please ask.

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