Transform Your Enhanced Due Diligence Process

FCA enforcement actions consistently highlight the same weaknesses: inconsistent EDD documentation, inadequate source of wealth verification, and poorly evidenced risk decisions. This comprehensive workbook gives you everything you need to conduct thorough, defensible enhanced due diligence on PEPs and high-risk customers.

What's Included:

• PEP Identification & Classification Templates - Domestic PEPs, foreign PEPs, family members, and known close associates screening records
• High-Risk Customer Assessment Forms - Systematic risk factor identification across customer, geographic, and transactional dimensions
• Source of Wealth & Source of Funds Verification - Separate assessment templates with evidence requirements and verification checklists
• Comprehensive EDD Assessment Form - Complete documentation of all enhanced measures applied
• Risk Scoring Matrix - Quantifiable 8-factor scoring system with clear classification thresholds
• Senior Management Approval Workflow - MLRs 2017 Regulation 35(5) compliant approval forms
• Ongoing Monitoring Framework - Review frequencies, periodic assessment templates, and monitoring checklists
• Adverse Media Assessment Tools - Search documentation, source tracking, and findings classification
• Corporate Customer EDD Supplement - Beneficial ownership schedules and structure verification
• Complete Documentation Checklists - Ensuring nothing is missed with regulatory retention requirements

Regulatory Alignment:

• Money Laundering Regulations 2017 (Regulations 33, 35, 33A)
• FCA Financial Crime Guide
• JMLSG Guidance Part I Chapter 5
• FATF Recommendations 10 & 12

Format & Delivery:

PDF Workbook with fully editable Microsoft Word document (.docx) templates. Customise all templates with your firm's branding, policies, and specific requirements. Instant digital download - implement today.

Who This Is For:

• MLROs and Deputy MLROs
• Compliance Officers and Managers
• AML Analysts and Customer Due Diligence Teams
• Risk Managers
• Senior Managers (SMF16/SMF17)
• Compliance Consultants

Includes VAT at 20%. If you are a business and need a VAT Receipt, please ask.