Built for Payment Services Firms

Generic compliance frameworks miss the risks that matter most to PSBs. Safeguarding failures, SCA breaches, unregistered agents — these are the issues that put authorisations at risk.

If You Are A FSMA Firm - Go Here!

FULL PRICE £697 Now Only £449 + VAT

The PSB Compliance Foundation Kit provides compliance infrastructure specifically designed for Payment Institutions, E-Money Institutions, and Registered Account Information Service Providers.

What's Included

1. PSB Compliance Risk Register (Worth £349)

A comprehensive Excel workbook with 15 risk categories including 6 PSB-specific categories not found in generic frameworks:

• ★ Safeguarding — PSRs 2017 Reg 23, EMRs 2011 Reg 21
• ★ Operational Security — PSRs 2017 Reg 98-100, incident reporting
• ★ Strong Customer Authentication — RTS on SCA requirements
• ★ Agent & Distributor Oversight — PSRs 2017 Reg 36-37
• ★ Capital Adequacy — Own funds monitoring (PSRs 2017 Reg 18-22)
• ★ Payment Services Disclosures — PSRs 2017 Part 6

Plus standard categories: Consumer Duty, Financial Crime, Governance, Data Protection, Complaints, Outsourcing, Conduct, and Regulatory Change.

Features:

• Executive Dashboard with heat map and risk summary
• PSB-adjusted impact scale including safeguarding/client fund impact
• 10 pre-populated sample risks specific to PSBs
• PSB risk identification prompts for each category
• Regulatory Reference Guide with PSRs 2017 / EMRs 2011 provisions
• Action Tracker linked to identified risks

2. PSB Horizon Scanning Tracker (Worth £349)

A regulatory tracking system configured for Payment Services Firms:

• Dashboard with PSB focus areas (APP fraud, safeguarding, Consumer Duty)
• Regulatory Tracker with PSB-specific categories
• Impact Assessment template for High relevance items
• PSB Sources directory with FCA, PSR, HM Treasury, EBA links
• Board Reporting template for regulatory horizon MI
• Review Log for audit trail
• 7 pre-populated regulatory items including APP fraud reimbursement

3. BONUS: PSB Quick-Start Implementation Guide

A comprehensive guide specifically for Payment Services Firms:

• 5-day implementation roadmap
• PSB-specific risk identification priorities
• Safeguarding, SCA, and agent oversight setup guidance
• PSB regulatory source configuration
• Integration workflow for PSB compliance
• Implementation checklist

If You Are A FSMA Firm - Go Here!



Why PSB-Specific?

Standard compliance frameworks don't address PSB-specific requirements:

PSB Requirements

Risk if Not Addressed

Safeguarding Client fund loss, insolvency, authorisation revocation

SCA Compliance Fraud liability, regulatory breach, enforcement

Agent Registration Unregistered agents = immediate enforcement action

Incident Reporting FCA notification failures, regulatory criticism

Capital Requirements Own funds shortfall, OIREQ, authorisation risk

The PSB Foundation Kit ensures these critical areas are properly captured and tracked.

Who Is This For?

• Authorised Payment Institutions (APIs)
• Authorised E-Money Institutions (AEMIs)
• Small Payment Institutions (SPIs)
• Small E-Money Institutions (SEMIs)
• Registered Account Information Service Providers (RAISPs)
• Firms preparing for PI/EMI authorisation
• 
  

Bundle Pricing

Product Individual Price

PSB Compliance Risk Register £349

PSB Horizon Scanning Tracker £349

PSB Quick-Start Implementation Guide BONUS

Total Value£698Bundle Price £449 (+ VAT) - You Save£249 (36%)

Regulatory Alignment

This kit is designed to support compliance with:

• PSRs 2017 — Payment Services Regulations
• EMRs 2011 — Electronic Money Regulations
• RTS on SCA — Strong Customer Authentication requirements
• PRIN 2A — Consumer Duty
• MLR 2017 — Money Laundering Regulations
• SYSC — General organisational requirements

Instant Download

After purchase, you'll receive immediate access to:

• PSB_Compliance_Risk_Register.xlsx
• PSB_Horizon_Scanning_Tracker.xlsx
• PSB_Foundation_Kit_Quick_Start_Guide.docx

All files are fully editable and ready to customise for your firm.

Questions? Email info@complianceconsultant.org

complianceconsultant.org | Making Compliance Work

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