Everything you need to implement professional-grade replacement business compliance. The Professional Pack provides full documentation, training, and quality assurance tools for established IFA firms and networks.

What's Included (16 Professional Documents):

Essential Foundation (8 documents):

✓ Health Check Self-Assessment (150+ questions)

✓ Adviser Checklists (Investments & Insurance)

✓ Cost Comparison Template (Excel with automated RAG)

✓ Decision Tree Flowcharts (5 scenarios)

✓ Quick Reference Guide

✓ Implementation Guide

✓ READ ME FIRST

Professional Additions (8 documents):

✓ Data Capture Form - Investments (comprehensive 3-page form)

✓ Data Capture Form - Insurance (ICOBS 5.3.4G aligned with health warnings)

✓ Suitability Wording Bank (pre-written compliant paragraphs by scenario)

✓ Cost Threshold Policy Template (sample firm policy with RAG thresholds)

✓ Consumer Duty Fair Value Assessment (PRIN 2A.4 aligned)

✓ Training Presentation (15-slide PowerPoint ready to deliver)

✓ Insurance Comparison Matrix (Excel for Life, CIC, IP, PMI)

Key Features:

• Complete adviser documentation suite

• Pre-written suitability wording saves hours

• File checker quality assurance tools

• Ready-to-use training deck

• Sample policy template (customise with your thresholds)

• Consumer Duty compliance built in

Regulatory Coverage:

FG12-16 | COBS 9.2 & 9.4.7 | ICOBS 4, 5 & 5.3.4G | PRIN 2A | SYSC 10.1 | Principles 6 & 9

Ideal For:

Established IFA firms, networks with multiple advisers, compliance consultants, firms implementing Consumer Duty

Upgrade Available:

Enterprise Pack (£350+VAT) adds MI dashboard, governance framework, CIP assessment, past business review, and FCA engagement pack for complete supervisory readiness.

Includes VAT at 20%. If you are a business and need a VAT Receipt, please ask.