INCLUDES EVERYTHING IN 'COMPLETE', PLUS:

✅ Conditional Certification Documentation

• Conditional Certification Form with conditions tracker

• Progress monitoring template

• Condition completion sign-off

• Employee acknowledgement form

✅ Non-Certification Escalation Procedure

Comprehensive procedure covering:

• Escalation triggers (automatic & discretionary)

• Step-by-step escalation process

• Investigation framework

• Decision panel guidance

• Outcome options and implications

• Record keeping requirements

• Regulatory notification guidance

✅ Material Risk Taker Addendum

Enhanced assessment criteria and documentation for individuals identified as Material Risk Takers under remuneration requirements.

✅ 30-Minute Implementation Call

Book a call with our compliance consultant to:

• Walk through the templates

• Discuss customisation for your firm

• Answer implementation questions

• Provide best practice guidance

IDEAL FOR:

• Larger firms with complex structures

• Firms with Material Risk Takers

• Organisations anticipating certification challenges

• Compliance teams wanting implementation support

COMPLETE PEACE OF MIND

Handle any certification scenario with confidence. From straightforward renewals to complex escalations, you're covered.

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Created by Compliance Consultant - Making Compliance Work

https://complianceconsultant.org

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