Fifteen core courses across five domains, plus bespoke

Pitched to the audience: board, compliance, or all-staff

Attendance & content records to evidence competence under SMCR

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Training Catalogue

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Competence has to be evidenced, not assumed

The FCA expects everyone — board to frontline — to understand the rules that apply to their role, and to keep that knowledge current. Under SMCR and the Consumer Duty, you have to be able to show it. Our training is delivered by consultants who have sat on boards and exec committees, so it lands as practical reality, not theory.

Core course domains

Pick from the catalogue, or commission a bespoke session built around your permissions, products and the gaps a review has surfaced.

1 Governance & Accountability

SMCR essentials, board & SMF effectiveness, conduct rules for all staff.

2 Consumer Duty

Outcomes in practice, monitoring & the board report, vulnerable customers.

3 Financial Crime & AML

AML/CTF foundations, the MLRO role & SAR reporting, sanctions & screening.

4 Conduct, Complaints & Promotions

Complaints handling (DISP), financial promotions, conduct risk.

5 Resilience & Specialist

Operational resilience, cryptoasset & payments compliance, bespoke sessions.

6 Bespoke / sector-specific

A session designed around your permissions, products and the gaps you need to close.

Tell us the audience and the goal

We’ve trained teams across the regulated population since 2000, from one-person practices to banks. Tell us what you need and we’ll propose a session — or a regular programme — that fits.

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This catalogue is general information as at 2026. Course content is tailored to your firm’s category and permissions and is not, by itself, regulatory advice. For a programme designed around your needs, speak to us directly.

Compliance Consultant

UK 0800 689 0190 · Int’l 0208 243 8620 · complianceconsultant.org

© Compliance Consultant. Trading name of UK Compliance Consultant Limited. All guidance is general information and subject to a final compliance-oversight review before reliance.