UKFS-Compliance Manual CC1

FCA Regulatory Compliance Manual Template – Fully Editable Word Document (December 2025)

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🚀 NEW: FCA Compliance Manual Template 

STOP wasting weeks drafting your compliance manual from scratch.

START with a professionally drafted, fully editable template that's updated with ALL the latest FCA requirements.


What You Get:

A comprehensive 27-section FCA Compliance Manual delivered as a fully editable Microsoft Word document (.docx) – NOT a locked PDF.


This isn't a basic outline. This is a complete, professionally formatted compliance manual template that covers everything the FCA expects to see:


•     Consumer Duty – Principle 12, four outcomes, governance & monitoring

•     SMCR – Senior Managers, Certification Regime, Conduct Rules

•     Anti-Money Laundering – CDD, EDD, PEPs, SARs, sanctions screening

•     Operational Resilience – IBS, impact tolerances, March 2025 requirements

•     Financial Promotions – Gateway rules, approval processes

•     Conflicts of Interest – Policy framework, inducements, personal dealing

•     Complaints Handling – Procedures, FOS requirements, root cause analysis

•     Data Protection – UK GDPR compliance framework

•     Training & Competence – TC sourcebook requirements

•     Market Abuse – UK MAR, inside information, STORs

•     Plus 17 more essential sections...


December 2025 Updates Include:

•     Consumer Duty – FCA priorities for 2025-2026

•     SMCR Reforms – July 2025 HMT/FCA/PRA consultation proposals

•     MLR Amendments – HM Treasury July 2025 response & draft SI

•     PEP Guidance – FCA FG25/3 (July 2025)

•     Operational Resilience – PS21/3 March 2025 deadline requirements

•     Non-Financial Misconduct – Rules effective September 2026

•     FSMA 2023 – Post-Brexit regulatory framework

•     Financial Promotions Gateway – February 2024 requirements

•     Failure to Prevent Fraud – September 2025 offence

More Details Try Demo

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GBP 333.33


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