FCA Regulatory Compliance Manual Template – Fully Editable Word Document (December 2025)
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What You Get:
A comprehensive 27-section FCA Compliance Manual delivered as a fully editable Microsoft Word document (.docx) – NOT a locked PDF.
This isn't a basic outline. This is a complete, professionally formatted compliance manual template that covers everything the FCA expects to see:
• Consumer Duty – Principle 12, four outcomes, governance & monitoring
• SMCR – Senior Managers, Certification Regime, Conduct Rules
• Anti-Money Laundering – CDD, EDD, PEPs, SARs, sanctions screening
• Operational Resilience – IBS, impact tolerances, March 2025 requirements
• Financial Promotions – Gateway rules, approval processes
• Conflicts of Interest – Policy framework, inducements, personal dealing
• Complaints Handling – Procedures, FOS requirements, root cause analysis
• Data Protection – UK GDPR compliance framework
• Training & Competence – TC sourcebook requirements
• Market Abuse – UK MAR, inside information, STORs
• Plus 17 more essential sections...
December 2025 Updates Include:
• Consumer Duty – FCA priorities for 2025-2026
• SMCR Reforms – July 2025 HMT/FCA/PRA consultation proposals
• MLR Amendments – HM Treasury July 2025 response & draft SI
• PEP Guidance – FCA FG25/3 (July 2025)
• Operational Resilience – PS21/3 March 2025 deadline requirements
• Non-Financial Misconduct – Rules effective September 2026
• FSMA 2023 – Post-Brexit regulatory framework
• Financial Promotions Gateway – February 2024 requirements
• Failure to Prevent Fraud – September 2025 offence
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